RegEd
RegEd
0 reviews
WH Score
7.9

Top RegEd Features

What are the Best RegEd Features?


Compliance Management

  • Compliance Questionnaires
  • Compliance Attestations
  • Compliance Training

Governance, Risk, & Compliance (GRC)

  • Risk Management
  • Inspection Management
  • Disclosure Management
  • License Management
  • Fraud Management
  • Regulatory Intelligence

Systems/Administrative

  • Policy Management

Workflow Automation

  • Compliance Automation

Reporting & Analytics

  • Activity Logs
  • Compliance Assessments
  • Audit Trail
  • Dashboard
  • Compliance Reports
  • Risk Assessments
  • Risk Scoring
  • Change Tracking

Compliance Accreditations

  • FINRA
  • SEC

File Management

  • Document Compare
  • Version Control

Data Management

  • Data Indexing

Stakeholders Covered

  • Employees
  • Customers
  • Auditors

Business Units/Areas Covered

  • Sales & Marketing
  • Operational
  • Legal/Compliance
  • Accounting/Financial

Collaboration Tools

  • Annotations

Reminders/Alerts

  • Account Alerts

Drag-and-Drop Builders/Designers

  • Workflow Builder

Identity and Access Management (IAM)

  • Role Based Access Control (RBAC)

Supported Technologies

  • Artificial Intelligence (AI)
  • Machine Learning (ML)

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